Spin-dependent Scattering by a Potential Barrier on a Nanotube

The electron spin effects on the surface of a nanotube have been considered through the spin-orbit interaction (SOI), arising from the electron confinement on the surface of the nanotube. This is of the same nature as the Rashba-Bychkov SOI at a semiconductor heterojunction. We estimate the effect of disorder within a potential barrier on the transmission probability. Using a continuum model, we obtained analytic expressions for the spin-split energy bands for electrons on the surface of nanotubes in the presence of SOI. First we calculate analytically the scattering amplitudes from a potential barrier located around the axis of the nanotube into spin-dependent states. The effect of disorder on the scattering process is included phenomenologically and induces a reduction in the transition probability. We analyzed the relative role of SOI and disorder on the transmission probability which depends on the angular and linear momentum of the incoming particle, and its spin orientation. We demonstrated that in the presence of disorder perfect transmission may not be achieved for finite barrier heights.Comment: 16 pages, 15 figure

Evanescent states in 2D electron systems with spin-orbit interaction and spin-dependent transmission through a barrier

We find that the total spectrum of electron states in a bounded 2D electron gas with spin-orbit interaction contains two types of evanescent states lying in different energy ranges. The first-type states fill in a gap, which opens in the band of propagating spin-splitted states if tangential momentum is nonzero. They are described by a pure imaginary wavevector. The states of second type lie in the forbidden band. They are described by a complex wavevector. These states give rise to unusual features of the electron transmission through a lateral potential barrier with spin-orbit interaction, such as an oscillatory dependence of the tunneling coefficient on the barrier width and electron energy. But of most interest is the spin polarization of an unpolarized incident electron flow. Particularly, the transmitted electron current acquires spin polarization even if the distribution function of incident electrons is symmetric with respect to the transverse momentum. The polarization efficiency is an oscillatory function of the barrier width. Spin filtering is most effective, if the Fermi energy is close to the barrier height.Comment: 9 pages, 9 figures, more general boundary conditions are used, typos correcte